||1 of 1 people found the following review helpful.| Provides a solid and broad foundation of what it takes to create a formal compliance program|By Ben Rothke|Humorist Mark Twain once observed, “If you don't like the weather in New England now, just wait a few minutes.” He could have been talking about compliance. For many firms, new regulatory and compliance requirements create significant and shifting challenges.<||'Sharon Ward has produced a defining book for the function and role of the Compliance function in the twenty-first century. Since its development from an internal control department to a more influential advisory role, there has been a tumultuous process of s
In the current business climate the impact of the volume and nature of regulatory change and the regulatory risk arising from this is a significant business risk for regulated firms and regulators alike. As a consequence, management of this risk is increasingly high on the board agenda of regulated firms, with those business functions whose activities support this, such as Compliance, facing increasing levels of challenge in their efforts to be effective. The Changing ...
[PDF.uf19] The Changing Face of Compliance: Managing Regulatory Risk Rating: 3.64 (575 Votes)
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You easily download any file type for your gadget.The Changing Face of Compliance: Managing Regulatory Risk | Sharon Ward.Not only was the story interesting, engaging and relatable, it also teaches lessons.
